-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, G1bdoQj16W6vu6UkvA3pFwQ8XJ1dJE65R6Lc0oooAurhOhgkSD9rADa+ncdDL2LL Lw78GGHZupm2r2+Om8js/g== 0001387518-07-000003.txt : 20070130 0001387518-07-000003.hdr.sgml : 20070130 20070129213640 ACCESSION NUMBER: 0001387518-07-000003 CONFORMED SUBMISSION TYPE: SC 13D PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20070130 DATE AS OF CHANGE: 20070129 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: Davis Paul CENTRAL INDEX KEY: 0001387518 FILING VALUES: FORM TYPE: SC 13D BUSINESS ADDRESS: BUSINESS PHONE: 52 55 52457080 MAIL ADDRESS: STREET 1: BOSQUE DE DURAZNOS 127 PISO 10 CITY: MEXICO CITY STATE: O5 ZIP: 11700 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: DOV PHARMACEUTICAL INC CENTRAL INDEX KEY: 0001066833 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 223374365 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D SEC ACT: 1934 Act SEC FILE NUMBER: 005-78237 FILM NUMBER: 07562805 BUSINESS ADDRESS: STREET 1: 433 HACKENSACK AVENUE CITY: HACKENSACK STATE: NJ ZIP: 07601 BUSINESS PHONE: 2019680980 MAIL ADDRESS: STREET 1: 433 HACKENSACK AVENUE CITY: HACKENSACK STATE: NJ ZIP: 07601 SC 13D 1 dov13d_txt2.txt FINAL SUBMISSION TEXT FILE UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. ________)* DOV PHARMACEUTICAL, INC. (Name of Issuer) COMMON STOCK (Title of Class of Securities) 259858108 (CUSIP Number) PAUL DAVIS BOSQUE DE DURAZNOS 127, PISO 10 MEXICO D.F. 11700 MEXICO TEL. (52 55) 52 45 70 80 (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) OCTOBER 27, 2006 (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of 240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box. [ ] CUSIP No. ... 259858108 1. Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only). PAUL DAVIS 2. Check the Appropriate Box if a Member of a Group (See Instructions) (a) ...................................... ...................................... ...................................... ............................ (b) ...................................... ...................................... ...................................... ............................ 3. SEC Use Only ...................................... ...................................... ...................................... ............. 4. Source of Funds (See Instructions) PF 5. Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) . 6. Citizenship or Place of Organization MEXICAN Number of Shares Beneficially Owned by Each Reporting Person With 7. Sole Voting Power 1,590,000 8. Shared Voting Power 9. Sole Dispositive Power 1,590,000 10. Shared Dispositive Power . 11. Aggregate Amount Beneficially Owned by Each Reporting Person 1,590,000 12. Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) 13. Percent of Class Represented by Amount in Row (11) 5.9% 14. Type of Reporting Person (See Instructions) IN Item 1. Security and Issuer This Schedule 13D relates to the shares of common stock (the "Shares"), of Dov Pharmaceutical, Inc. The principal executive office of the Issuer is located at 150 Pierce Street, Somerset, NJ 08873. Item 2. Identity and Background (a) PAUL DAVIS (b) BUSINESS ADRESS: Bosque de Duraznos 127, Piso 10, Mexico D.F. 11700 MEXICO (c) PRIVATE INVESTOR (d) During the last five years, the filer has not been convicted in a criminal proceeding (e) During the last five years, the filer was not a party to a civil proceeding of a judicial or administrative body of competent jurisdiction and as a result of such proceeding was or is subject to a judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to, federal or state securities laws or finding any violation with respect to such laws (f) CITIZENSHIP: Mexican Item 3. Source and Amount of Funds or Other Consideration The acquisition was carried out utilizing the filers own investment funds. A total of $2,014,530 was used in the acquisition of the securities subject of this filing. Item 4. Purpose of Transaction The securities were acquired as a result of the normal investment activities of the filer. The filer may, as a result of the holding of such securities, in the future seek to either acquire additional securities of the issuer, sell any or all of the current securities owned, and/or seek to contact the issuer or any other investor holding securities of the issuer with the purpose of influencing the issuer s course of business. As of the date of this filing, no plans or actions have been undertaken with regards the above potential activities. Item 5. Interest in Securities of the Issuer (a) The total number of shares owned directly by the reporting person, over which such person has sole voting and disposal power, is 1,590,000 common shares, representing 5.9% of such class of securities outstanding as per the issuer s latest 10-Q filing. (b) No shared voting or disposal power exists over any of the securities subject of this filing. (c) Transactions in the class of securities reported on that were effected during the past sixty days, all of which were trades carried out through open-market purchase orders: DATE QUANTITY PRICE PER SHARE TOTAL PRICE PAID 10/03/2006 9,683 $0.83 $4,849.49 10/03/2006 317 $0.83 $158.50 10/03/2006 1,000 $0.8399 $517.89 10/03/2006 4,084 $0.8301 $2,042.41 10/03/2006 1,200 $0.8399 $611.88 10/03/2006 3,332 $0.8301 $1,666.33 10/03/2006 384 $0.8301 $192.04 10/05/2006 5,000 $0.85 $2,607.99 10/05/2006 5,000 $0.86 $2,657.99 10/05/2006 5,000 $0.85 $2,607.99 10/05/2006 1,400 $0.84877 $734.27 10/05/2006 3,600 $0.85999 $1,915.95 10/06/2006 75 $0.8308 $45.55 10/06/2006 3,500 $0.84 $1,785.00 10/06/2006 1,300 $0.8496 $675.48 10/06/2006 25 $0.85 $13.00 10/06/2006 5,100 $0.84998 $2,659.89 10/06/2006 3,300 $0.86 $1,756.99 10/06/2006 100 $0.8503 $52.03 10/06/2006 2,000 $0.86 $1,060.00 10/06/2006 3,752 $0.86 $1,988.56 10/06/2006 5,848 $0.87 $3,165.91 10/09/2006 300 $0.8297 $157.90 10/09/2006 300 $0.8297 $149.91 10/09/2006 200 $0.8298 $99.96 10/09/2006 200 $0.83 $100.00 10/09/2006 78 $0.829 $38.92 10/09/2006 200 $0.83 $100.00 10/09/2006 200 $0.83 $100.00 10/09/2006 1,500 $0.829 $748.50 10/09/2006 100 $0.83 $50.00 10/09/2006 200 $0.83 $100.00 10/09/2006 1,700 $0.83999 $874.97 10/09/2006 22 $0.84 $11.22 10/09/2006 200 $0.8299 $107.97 10/09/2006 500 $0.83 $250.00 10/09/2006 100 $0.83 $50.00 10/09/2006 200 $0.8299 $99.98 10/09/2006 104 $0.83 $52.00 10/09/2006 3,200 $0.8396 $1,638.71 10/09/2006 396 $0.8396 $201.80 10/09/2006 200 $0.8397 $101.94 10/09/2006 100 $0.8397 $50.97 10/09/2006 100 $0.8288 $57.87 10/09/2006 500 $0.829 $249.50 10/09/2006 500 $0.8289 $249.45 10/09/2006 1,000 $0.829 $499.00 10/09/2006 400 $0.83 $200.00 10/09/2006 100 $0.83 $50.00 10/09/2006 100 $0.83 $50.00 10/09/2006 100 $0.83 $50.00 10/09/2006 500 $0.8399 $262.94 10/09/2006 100 $0.84 $51.00 10/09/2006 100 $0.84 $51.00 10/09/2006 700 $0.84 $357.00 10/09/2006 100 $0.84 $51.00 10/09/2006 100 $0.84 $51.00 10/09/2006 500 $0.84 $255.00 10/09/2006 100 $0.84 $51.00 10/10/2006 2,000 $0.80 $947.99 10/10/2006 10,000 $0.80 $4,757.99 10/11/2006 5,000 $0.78 $2,257.99 10/11/2006 1,300 $0.7898 $605.73 10/11/2006 3,700 $0.7899 $1,701.63 10/11/2006 4,700 $0.78 $2,122.99 10/11/2006 300 $0.78 $135.00 10/11/2006 5,000 $0.78 $2,257.99 10/11/2006 5,000 $0.78 $2,257.99 10/11/2006 5,000 $0.77 $2,207.99 10/11/2006 1,600 $0.7602 $696.31 10/11/2006 3,400 $0.77 $1,496.00 10/11/2006 100 $0.74 $48.99 10/11/2006 9,900 $0.7401 $4,059.99 10/11/2006 1,000 $0.739 $416.99 10/11/2006 5,000 $0.73979 $2,056.94 10/11/2006 5,000 $0.73985 $2,057.24 10/11/2006 5,000 $0.6866 $1,790.99 10/11/2006 5,000 $0.68645 $1,790.24 10/11/2006 2,700 $0.699 $1,004.29 10/11/2006 2,300 $0.699 $848.70 10/11/2006 5,000 $0.69938 $1,854.89 10/11/2006 1,025 $0.70 $387.24 10/11/2006 75 $0.70 $27.75 10/11/2006 3,900 $0.70 $1,443.00 10/11/2006 2,100 $0.70 $784.99 10/11/2006 2,900 $0.70 $1,073.00 10/11/2006 5,000 $0.70 $1,857.99 10/11/2006 4,800 $0.71 $1,831.99 10/11/2006 200 $0.71 $76.00 10/11/2006 1,200 $0.68 $427.99 10/11/2006 800 $0.68 $280.00 10/12/2006 5,000 $0.69984 $1,857.19 10/12/2006 5,000 $0.69 $1,807.99 10/12/2006 5,000 $0.69996 $1,857.79 10/12/2006 200 $0.70 $74.00 10/12/2006 4,800 $0.69952 $1,781.69 10/16/2006 4,197 $0.68 $1,476.94 10/16/2006 803 $0.68 $281.05 10/16/2006 2,000 $0.67 $687.99 10/16/2006 3,000 $0.7198 $1,177.39 10/16/2006 5,000 $0.715 $1,932.99 10/16/2006 5,000 $0.69999 $1,857.94 10/16/2006 3,000 $0.68 $1,057.99 10/16/2006 2,000 $0.68 $700.00 10/16/2006 5,000 $0.68984 $1,807.19 10/16/2006 5,000 $0.68 $1,757.99 10/16/2006 2,700 $0.72 $1,060.99 10/16/2006 2,300 $0.72 $897.00 10/17/2006 202 $0.7298 $88.75 10/17/2006 1,500 $0.7299 $599.85 10/17/2006 3,298 $0.73 $1,319.20 10/17/2006 3,527 $0.73 $1,418.79 10/17/2006 1,473 $0.73 $589.20 10/17/2006 500 $0.7195 $202.74 10/17/2006 3,000 $0.7196 $1,168.80 10/17/2006 1,500 $0.7298 $607.69 10/17/2006 100 $0.7294 $47.93 10/17/2006 900 $0.73 $360.00 10/17/2006 486 $0.7298 $194.30 10/17/2006 100 $0.73 $40.00 10/17/2006 614 $0.7298 $245.48 10/17/2006 14 $0.7298 $5.60 10/17/2006 700 $0.73 $280.00 10/17/2006 2,086 $0.7299 $834.19 10/17/2006 1,000 $0.7299 $407.89 10/17/2006 1,000 $0.7299 $399.90 10/17/2006 3,000 $0.73 $1,200.00 10/17/2006 28 $0.73 $11.20 10/17/2006 952 $0.73 $388.79 10/17/2006 20 $0.73 $8.00 10/17/2006 4,000 $0.73 $1,600.00 10/17/2006 5,000 $0.73 $2,007.99 10/17/2006 5,000 $0.73 $2,007.99 10/17/2006 5,000 $0.73 $2,007.99 10/17/2006 10,000 $0.73 $4,007.99 10/17/2006 4,700 $0.73 $1,887.99 10/17/2006 5,300 $0.75 $2,233.99 10/17/2006 3,183 $0.76 $1,376.68 10/17/2006 400 $0.7799 $187.95 10/17/2006 100 $0.7799 $44.99 10/17/2006 6,000 $0.78 $2,700.00 10/17/2006 100 $0.78 $45.00 10/17/2006 100 $0.78 $45.00 10/17/2006 17 $0.78 $7.65 10/17/2006 100 $0.78 $45.00 10/17/2006 2,100 $0.77 $931.99 10/17/2006 1,400 $0.77 $616.00 10/17/2006 800 $0.77 $352.00 10/17/2006 700 $0.77 $308.00 10/17/2006 3,100 $0.7889 $1,430.58 10/17/2006 500 $0.789 $229.50 10/17/2006 100 $0.7889 $45.89 10/17/2006 100 $0.7889 $45.89 10/17/2006 200 $0.79 $92.00 10/17/2006 1,000 $0.7899 $459.90 10/17/2006 300 $0.7988 $148.63 10/17/2006 2,357 $0.799 $1,105.43 10/17/2006 100 $0.80 $47.00 10/17/2006 1,943 $0.799 $911.27 10/17/2006 200 $0.80 $94.00 10/17/2006 3,400 $0.80 $1,598.00 10/17/2006 1,500 $0.80 $705.00 10/17/2006 100 $0.80 $47.00 10/17/2006 100 $0.80 $47.00 10/19/2006 1,100 $0.7799 $502.88 10/19/2006 100 $0.78 $45.00 10/19/2006 3,800 $0.78 $1,710.00 10/19/2006 5,000 $0.78 $2,250.00 10/19/2006 758 $0.7688 $332.61 10/19/2006 100 $0.77 $44.00 10/19/2006 400 $0.7687 $183.47 10/19/2006 100 $0.77 $44.00 10/19/2006 100 $0.77 $44.00 10/19/2006 42 $0.7687 $18.43 10/19/2006 1,200 $0.77 $528.00 10/19/2006 100 $0.77 $44.00 10/19/2006 2,200 $0.7792 $996.23 10/25/2006 15,000 $0.549 $3,293.00 10/25/2006 750 $0.549 $164.25 10/25/2006 400 $0.546 $86.40 10/25/2006 2,000 $0.546 $432.00 10/25/2006 6,850 $0.5423 $1,454.25 10/26/2006 8,000 $0.42 $720.00 10/26/2006 3,600 $0.42 $331.99 10/26/2006 9,600 $0.42 $864.00 10/26/2006 2,000 $0.42 $180.00 10/26/2006 5,900 $0.42 $531.00 10/26/2006 100 $0.42 $9.00 10/26/2006 900 $0.4195 $80.55 10/26/2006 100 $0.4195 $8.95 10/26/2006 100 $0.42 $9.00 10/26/2006 1,000 $0.42 $90.00 10/26/2006 100 $0.42 $9.00 10/26/2006 23,600 $0.4199 $2,129.64 10/26/2006 14,900 $0.3851 $820.99 10/26/2006 10,000 $0.3851 $558.99 10/26/2006 13,000 $0.3851 $716.30 10/26/2006 30,000 $0.3851 $1,653.00 10/26/2006 2,100 $0.3851 $115.71 10/26/2006 50,000 $0.3851 $2,755.00 10/26/2006 30,000 $0.3851 $1,653.00 10/26/2006 13,691 $0.3751 $625.46 10/26/2006 6,300 $0.3751 $284.13 10/26/2006 9 $0.3753 $0.41 10/26/2006 10,000 $0.3788 $495.99 10/26/2006 10,000 $0.365 $357.99 10/26/2006 200 $0.365 $14.99 10/26/2006 98 $0.3641 $3.34 10/26/2006 600 $0.365 $21.00 10/26/2006 91 $0.3649 $3.18 10/26/2006 2,935 $0.3673 $117.46 10/26/2006 9,102 $0.3673 $339.50 10/26/2006 80 $0.37 $3.20 10/26/2006 100 $0.3673 $11.72 10/26/2006 300 $0.3718 $20.53 10/26/2006 6,594 $0.3769 $309.26 10/26/2006 9,900 $0.3724 $427.75 10/26/2006 5,000 $0.3799 $257.49 10/26/2006 5,000 $0.37 $207.99 10/26/2006 500 $0.3647 $25.34 10/26/2006 1,000 $0.3645 $34.50 10/26/2006 3,500 $0.3662 $134.69 10/26/2006 600 $0.3696 $31.75 10/26/2006 4,400 $0.36663 $161.17 10/26/2006 5,000 $0.3698 $206.99 10/26/2006 3,000 $0.3699 $119.70 10/26/2006 2,000 $0.367 $81.99 10/27/2006 10,000 $0.32 $92.01 10/27/2006 10,000 $0.33 $7.99 10/27/2006 10,000 $0.32 $92.01 10/27/2006 5,000 $0.36 $157.99 10/27/2006 10,000 $0.35 $207.99 10/27/2006 5,000 $0.35 $107.99 10/27/2006 10,000 $0.33 $7.99 10/27/2006 10,000 $0.33 $7.99 (d) NA (e) NA Item 6. Contracts, Arrangements, Understandings or Relationships with Respect to Securities of the Issuer None. Item 7. Material to Be Filed as Exhibits None. After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: Signature: Name/Title: -----END PRIVACY-ENHANCED MESSAGE-----